Tshedza Compliance Practice

Your Compliance Partner

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Who We Are

Tshedza Compliance Practice (Pty) Ltd (Tshedza Compliance) was established in 2017. Tshedza provide specialised advisory and operational compliance services. Tshedza is duly licenced in terms of the Financial Advisory and Intermediary Services Act by the Financial Services Board to provide compliance function as an external compliance practice under licence number 7088.

Compliance Practice

Tshedza Compliance is an independent specialist provider of advisory and operational compliance services to the financial services sector, in particular, Category I, and IV financial services providers who are either insurers, brokers, asset managers, hedge fund managers, insurance intermediaries or direct marketers.

Tshedza Compliance Practice

What We Do

  • Comprehensive compliance services (customised in line with brand requirements)
  • Processing of profile changes with the Regulator.
  • Managing the compliance calendar for the client.
  • Provision of advice on general compliance matters
  • Assist with handling complaints.
  • Interact with Ombudsman’s offices.
  • Maintenance of representative register.
  • Compliance risk management plans (assessment of business risks (identification), risk assessment /review (identification of controls), monitoring and reporting).
  • On site reviews (including branch visits).
  • Compliance risk profile reviews.
  • Assessment and advice on qualifications and skills.
  • Assist with review and drafting of policies.
  • Compile compliance reports.
  • On-site training on compliance implementation.
  • Support on RE1 and RE5 preparation.
  • Registration of FSPs.
  • Mortuary Compliance,
  • FIC
  • POPI compliance

Vision

To be the leading compliance practice in South Africa through partnering and collaborating with clients and other stakeholders.

Mission

Provide professional, value adding and customised services to clients. To always be at the forefront on industry developments in order to provide valued added service.

Tshedza Compliance Practice

Professionalism, Honesty, Customer centricity and Customised Compliance Solutions